BANKING REGULATORY SOLUTIONS

Automated Regulatory Reporting
& Reconciliation Optimization

Ensure compliance and accuracy with automated regulatory reporting pipelines. DagUI generates production-ready data pipelines that reconcile multi-system data, generate regulatory reports, and maintain complete audit trails—all on schedule.

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THE CHALLENGE

Regulatory Compliance is Complex and Time-Critical

Financial institutions face increasing regulatory requirements with strict deadlines. Manual reporting processes are error-prone, time-intensive, and struggle to reconcile data across multiple core banking systems, trading platforms, and regulatory databases.

Complex Multi-System Reconciliation

Data must be reconciled across core banking systems, trading platforms, loan systems, and regulatory databases—each with different formats and update frequencies.

Tight Reporting Deadlines

Regulatory reports must be submitted on strict schedules (daily, weekly, monthly, quarterly) with zero tolerance for errors or delays.

Audit Trail Requirements

Regulators require complete audit trails showing data lineage, transformations, and approvals—making manual processes risky and time-consuming.

THE DAGUI SOLUTION

Automated Regulatory Reporting Pipelines

DagUI generates comprehensive regulatory reporting pipelines that automatically reconcile data across systems, generate accurate reports, and maintain complete audit trails—ensuring compliance and reducing manual effort.

Multi-System Data Reconciliation

Unified Data View: Pipelines automatically reconcile data from:

  • • Core banking systems (loan, deposit, transaction data)
  • • Trading platforms and market data feeds
  • • Risk management and compliance systems
  • • Regulatory databases and reference data

Result: Accurate, reconciled data ready for regulatory reporting with full traceability.

Automated Report Generation

Schedule-Driven Reporting: Pipelines automatically generate:

  • • Daily, weekly, monthly, and quarterly reports
  • • Regulatory formats (XLSX, XML, CSV, PDF)
  • • Multi-jurisdiction reporting (Basel, IFRS, local regulations)
  • • Validation and quality checks before submission

Result: Reports are generated automatically on schedule, ensuring timely compliance.

Complete Audit Trail

Full Traceability: Pipelines maintain comprehensive audit trails:

  • • Data lineage from source to report
  • • Transformation logs and business rules applied
  • • Approval workflows and sign-offs
  • • Version control for all reports and data

Result: Complete audit trail satisfies regulatory requirements and enables quick issue resolution.

Data Quality & Validation

Automated Quality Checks: Pipelines include:

  • • Data completeness and accuracy validation
  • • Business rule validation (regulatory thresholds, limits)
  • • Cross-system consistency checks
  • • Exception handling and alerting

Result: High-quality reports with automated validation ensure regulatory compliance.

SEE THE PIPELINE IN ACTION

Complete Financial Regulatory Reporting Pipeline

This comprehensive pipeline demonstrates how data flows from multiple source systems through reconciliation and standardization processes to generate regulatory reports for submission to the Federal Reserve.

Generated by DagUI
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Financial Regulatory Reporting Pipeline
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End-to-End Regulatory Reporting Pipeline

This comprehensive pipeline demonstrates the complete data flow from source systems through reconciliation and standardization to regulatory report generation. The pipeline includes:

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Source Systems Integration
Data is extracted from multiple source systems including General Ledger, Deposit Systems, Loan Systems, Treasury & ALM, and Reference Data. Each source undergoes initial reconciliation before entering the data platform.
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Multi-Stage Reconciliation
The pipeline includes multiple reconciliation checkpoints: Source Reconciliations, Staging vs Source Recons, Cross-System Reconciliations, GL/Call Report Recons, and Schedule Total Recons to ensure data accuracy.
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Data Quality & Standardization
Data quality checks validate completeness and accuracy, followed by standardization and transformation processes that normalize data formats across all source systems.
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Integrated Data Warehouse
All reconciled and standardized data is stored in an Integrated Data Warehouse, creating a single source of truth for regulatory reporting and analysis.
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Regulatory Data Mart
A specialized Regulatory Data Mart contains pre-aggregated and formatted data specifically optimized for regulatory report generation, reducing processing time.
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FR Y Reporting Engine
The FR Y Reporting Engine applies mapping rules, performs aggregations and calculations, validates data, and generates FR Y-9C and other regulatory outputs ready for submission to the Federal Reserve.

This entire pipeline—from source extraction to regulatory submission—can be generated by DagUI in days, ensuring compliance and reducing manual effort.

Build Your Pipeline
KEY BENEFITS

Ensure Compliance, Reduce Risk

100% On-Time Reporting

Automated pipelines ensure reports are generated and submitted on schedule, eliminating deadline risks and manual errors.

Reduced Compliance Risk

Automated validation and audit trails reduce the risk of regulatory violations and penalties.

80% Time Savings

Automation reduces manual effort by 80%, freeing compliance teams to focus on analysis and strategic initiatives.

READY TO AUTOMATE YOUR REGULATORY REPORTING?

Let's build your compliance automation solution

Schedule a demo to see how DagUI generates regulatory reporting and reconciliation pipelines for financial institutions.

Schedule a Demo
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Call: +1 416 407 0940
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Email: info@wordjog.com